PROFESSIONALS

Takuma TAKI


Practice Area


Specialized / Other Practice Area

Insider Trading / Financial Compliance

Education

Legal Training and Research Institute of the Supreme Court of Japan (2006-2007)
Chuo University (LL.B., 2002)

Admission

Japan (2007)

Experience

TMI Associates (Associate, 2007-2010, 2013-2015; Partner, 2016-Present)
Financial Services Agency (2010-2013)

Languages

Japanese / English

Memberships

Daini Tokyo Bar Association
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Articles & Publications

2019/07/01 BOOK “Commentary on the Act on Investment Trusts and Investment Corporations”
2018/03/25 ARTICLE “Notable Points in the Amendment to the Financial Instruments and Exchange Act Enforced as of April 1, 2018 – Focusing on the Fair Disclosure Rules”
2017/09/13 BOOK “100 Questions and Answers on Professional Practices in Finance Changed by Amendments to the Civil Law”
2017/04/25 ARTICLE “Issues under the Financial Instruments and Exchange Act Regarding the Establishment and Enforcement of Securities with Regard to Shares of Other Listed Companies [Vol.2]”
2017/04/15 ARTICLE “Issues under the Financial Instruments and Exchange Act Regarding the Establishment and Enforcement of Securities with Regard to Shares of Other Listed Companies [Vol.1]”
2016/05/01 BOOK “The Extra Edition of Jurist: Carefully Selected Precedents in the Field of Corporate Crimes and Compliance”
2015/07/17 ARTICLE “Illiquidity Discount in Connection with a Share Purchase Demand Case”
2015/06/01 ARTICLE “Consideration on Appraisals of Unlisted Shares in Connection with Requests for Purchases of Shares”
2014/11/19 BOOK “Q&A Regarding the Amendment to the Law of Obligations; Evolving Financial Transactions”
2014/09/22 ARTICLE “Legal Points of Attention in Utilizing Distributed Cryptocurrency”
2014/05/21 BOOK “Outline of Act for Partial Revision of the Financial Instruments and Exchange Act (Act No. 45 of 2014)”
March 25, 2014 BOOK “Dictionary for Board Members for Problem Solving Method Through Actual Cases”
2014/03/25 ARTICLE “Materials Related to Revised Insider Trading Regulations 2013 & 2014”
2013/10/25 ARTICLE “Countermeasures in Light of Insider Trading Cases etc. Related to Public Stock Offering”
2013/10/25 ARTICLE “Measures in Accordance with Insider Trading Cases etc. Related to Public Stock Offerings”
2013/08/25 ARTICLE “Reexamining Regulations on Asset Management in Light of the AIJ Case”
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Seminars & Lectures

2018/11/08EXTERNAL “Service Agreements and Contracts of Adhesion”
2018/08/30MONTHLY TMI Associates’ 121st monthly seminar: “Contractual Provisions Which Need to Be Revised in Line with Amendments to the Civil Code – Updated Version Based on the Latest Trends”
2017/10/03EXTERNAL “How to Deal with the Regulations on Insider Trading Taught by Examples and Notable Points for Managing Information and Establishing Rules Therefor”
2017/04/07EXTERNAL “Key Points in Establishing Internal Systems to Prevent the Violation of Insider Trading Regulations by Company Officers”
2017/02/21EXTERNAL “Professional Practices Regarding Establishment of Infrastructure Funds and Legal Points to Pay Attention to – In Anticipation of the Amendment to the Tax System in 2017”
2016/12/02EXTERNAL “Professional Practices Regarding Establishment of Infrastructure Funds and Future Perspectives Thereof”
2016/02/05EXTERNAL “Points to Keep in Mind when Setting up Infrastructure REITs in Anticipation of the Amendment to the Tax System in 2016”
2015/10/28EXTERNAL “A Complete Understanding of the Legal System Relating to Investment Corporations and Points to Keep in Mind in Setting up Infrastructure REITs”
2015/01/08EXTERNAL “[Seminar to be Held Again due to High Praise!] Perfect Comprehension of the Financial Instruments and Exchange Act: [Basic Course] Full Understanding Through Visualization of Complicated Clauses”
2014/12/11EXTERNAL “Recent Trends in Regulations Regarding the Sales and Purchases of Stocks of Listed Companies and Related Practical Operations – For Institutional Investors Such as Financial Institutions and Investment Companies”
2014/11/11EXTERNAL “Perfect Comprehension of the Financial Instruments and Exchange Act: [Basic Course] Full Understanding Through Visualization of Complicated Clauses”
2014/05/29EXTERNAL “Regulations on Insider Trading and Disclosure of Inside Information (Practical Points to Consider for Preventing Violations)”
2014/03/04EXTERNAL “’Highly Appraised Seminar to Be Held for the Third Time!’ Revised Insider Trading Regulation and Preventive Measures – Featuring Reviews and Specific Examples of Company Regulations
2014/02/13EXTERNAL “Soon Effective! Explanations on Points for Reviewing Company Regulations etc. on Insider Trading Regulations – Special Explanations by Lecturer In Charge of Drafting Revised Financial Instruments and Exchange Act”
2014/01/09EXTERNAL “’Highly Appraised Seminar to Be Held for the Third Time!’ Revised Insider Trading Regulation and Preventive Measures – Featuring Reviews and Specific Examples of Company Regulations
2013/09/11EXTERNAL “Reexamining the Latest Insider Regulations (With a Focus on the Newly Stipulated Regulation of Disclosure of Inside Information)”
2013/08/20EXTERNAL “’Highly Appraised and Revisited!’ Revised Insider Trading Regulation and Preventive Measures – Regulation of Disclosure of Inside Information and REIT Insider Trading, etc. Introduced in the 2013 Revision-”
2013/06/18EXTERNAL “Revised Regulations on Insider Trading and Preventive Measures: Detailed Explanations by Lecturer Involved in the Revision as a Drafter in Charge”